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Need this book in PDF Kaplan Series 7 Securities Exam Manual

Need this book in PDF Kaplan Series 7 Securities Exam Manual

KAPLAN FINANCIAL SERIES 7
General Securities Registered Representative Exam

Publisher: Kaplan Financial; 6th edition (2010) (December 2009)

ISBN-10: 1427788146

ISBN-13: 978-1427788146

The License Exam Manual consists of 17 lessons, each devoted to a particular area of general securities sales and regulation that you will need to know in order to pass the Series 7 exam.  The topics covered are:

• Equity securities

• Debt securities

• Municipal securities

• Options

• Customer accounts

• Margin accounts

• Issuing securities

• Trading securities

• Brokerage support services

• Investment company products

• Retirement plans

• Variable annuities

• Direct participation programs

• Economics and analysis

• Ethics, recommendations, and taxation

• U.S. government and state rules and regulations

• Other SEC and SRO rules and regulations

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